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David Peter Judice

Baron Capital, Inc.

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About David Peter Judice

David Judice has been in the financial services industry since 1995. David is currently a registered representative with Baron Capital, Inc. Prior to joining Baron Capital, Inc., David was a registered representative with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and several other firms. David is a Series 24 (General Securities Principal Examination), Series 7 (General Securities Representative Examination) and Series 63 (Uniform Securities Agent State Law Examination) licensed advisor.

Firm Information

David Judice is currently registered with Baron Capital, Inc.. Baron Capital, Inc. is a Corporation that was formed on March 16, 1982. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Judice’s Registration & Firm History

NY

07/19/2010 - Present

Baron Capital, Inc. (NEW YORK NY)

NY

06/01/2009 - 07/12/2010

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

06/23/1999 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

02/26/1998 - 05/18/1999

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

TN

11/08/1995 - 07/22/1997

ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)

NY

11/01/1994 - 09/01/1995

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/17/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2003

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 10/31/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Peter Judice.
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