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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Halsch is an investment advisor representative with Raymond James & Associates, Inc. located in Cottonwood Heights, UT. David has been in the financial services industry since 1981. Prior to joining Raymond James, David was registered with Wells Fargo Clearing Services, LLC. and UBS Financial Services Inc. David holds the Series 7, 31, 63, and 65 licenses. David has a specialization in the following areas: Portfolio management for individuals, pension consulting, Financial Planning, Educational seminars, and Selection of other advisers. David has a variety of experience with clients such as individuals, insurance companies, charitable organizations, corporations, and more. David is a licensed real estate agent through Windermere Real Estate Park City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
06/29/2018 - Present
Raymond James & Associates, Inc. (COTTONWOOD HEIGHTS UT)
UT
04/12/2012 - 07/05/2018
WELLS FARGO CLEARING SERVICES, LLC (PARK CITY UT)
CO
07/05/2002 - 04/20/2012
UBS FINANCIAL SERVICES INC. (DENVER CO)
NY
01/24/1983 - 07/09/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/10/1982 - 01/26/1983
A. G. EDWARDS & SONS, INC.
NA
04/13/1981 - 10/26/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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