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David Peter Brown

Ceros Financial Services, Inc.

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About David Peter Brown

David Peter Brown is a financial professional with over 30 years of experience in the industry. David has held various positions at firms including Dominick & Dominick, Incorporated, Securities Settlement Corporation, National Financial Services LLC, and Fidelity Brokerage Services LLC. David is currently registered with Ceros Financial Services, Inc. and is a licensed Series 7, Series 24, and Series 27 representative. David holds a Series 63 license and has passed the SIE exam. David is also registered in Maryland and New York.

Firm Information

David Brown is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Brown’s Registration & Firm History

MD

06/10/2019 - Present

Ceros Financial Services, Inc. (ROCKVILLE MD)

NY

07/02/2014 - 07/12/2017

FIDELITY BROKERAGE SERVICES LLC (NEW YORK CITY NY)

NY

05/14/1991 - 07/12/2017

NATIONAL FINANCIAL SERVICES LLC (NEW YORK CITY NY)

CT

10/03/1988 - 06/06/1990

DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)

NA

02/18/1987 - 10/03/1988

DOMINICK & DOMINICK, INCORPORATED

NA

02/08/1983 - 02/03/1987

SECURITIES SETTLEMENT CORPORATION

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Licenses & Designations

BC

Issued 09/29/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/28/2006

Series 24 - General Securities Principal Examination

BC

Issued 12/08/1982

Series 27 - Financial and Operations Principal Examination

BC

Issued 07/12/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Peter Brown.
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