Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Perez is a registered representative with Aegis Capital Corp., located in New York, NY. David is a licensed investment advisor with expertise in securities, portfolio management, and financial planning. David has over 20 years of experience in the financial services industry, including previous roles at Joseph Gunnar & Co. LLC, Maxim Group LLC, and Ladenburg Thalmann & Co., Inc.. David holds a Series 7, 63, and 65 license and is registered with the states of Arizona, California, Colorado, Connecticut, Florida, Maryland, Minnesota, Nevada, New Jersey, New York, Ohio, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
02/06/2023 - Present
Aegis Capital Corp. (New York NY)
NY
11/12/2019 - 08/01/2022
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NY
03/24/2010 - 11/13/2019
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
03/02/2009 - 03/29/2010
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
NY
02/13/2009 - 03/13/2009
NEXT FINANCIAL GROUP, INC. (STATEN ISLAND NY)
NY
09/20/2005 - 02/19/2009
MAXIM GROUP LLC (NEW YORK NY)
NJ
04/11/2005 - 09/21/2005
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
05/16/2003 - 05/06/2005
MAXIM GROUP LLC (NEW YORK NY)
NY
02/20/2003 - 05/05/2003
S.W. BACH & COMPANY (PORT WASHINGTON NY)
NY
10/23/2002 - 03/03/2003
MAXIM GROUP LLC (NEW YORK NY)
NY
09/26/2002 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
03/18/2002 - 07/25/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
08/03/2001 - 03/22/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
IA
Issued 08/10/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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