Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Pedraza is a financial professional with over 25 years of experience in the industry. David is currently registered with Park Avenue Securities LLC in New York and Holmdel, New Jersey, and has been with them since May 2015. David has previously held roles at J.P. Morgan Securities LLC, Citigroup Global Markets Inc., J.P. Morgan Securities Inc., Citicorp Investment Services, CSFBDIRECT, INC., and Wall Street Discount Corporation (The). David is also a licensed securities agent, having passed the Uniform Securities Agent State Law Examination (Series 63). David has held principal and other licenses over his career, and has specialized in providing financial services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
05/12/2015 - Present
Park Avenue Securities LLC (NEW YORK NY)
NY
11/19/2008 - 04/01/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/10/2007 - 11/17/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/23/2005 - 05/10/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/14/2003 - 07/05/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
06/19/1997 - 12/31/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
NY
05/07/1996 - 06/11/1997
WALL STREET DISCOUNT CORPORATION (THE) (NEW YORK NY)
NJ
09/18/1995 - 04/17/1996
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BC
Issued 10/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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