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David Pearson Rattray

KEY Investment Services LLC

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About David Pearson Rattray

David Pearson Rattray is a financial advisor working at Key Investment Services LLC in Saratoga Springs, NY. David has been working in the financial services industry since 1985. David is registered with the state of New York and has several other states' licenses. Key Investment Services LLC is a financial advisor headquartered in Brooklyn, Ohio, with a team of over 950 licensed agents. The company's assets under management are between $1 billion and $10 billion.

Firm Information

David Rattray is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Rattray’s Registration & Firm History

NY

07/21/2021 - Present

KEY Investment Services LLC (SARATOGA SPRINGS NY)

NY

05/14/1999 - 12/31/2005

MCDONALD INVESTMENTS INC. (WILTON NY)

OH

11/20/1998 - 05/14/1999

KEY INVESTMENTS INC. (CLEVELAND OH)

CA

03/25/1998 - 11/09/1998

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

09/30/1997 - 03/03/1998

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

TX

05/22/1997 - 10/07/1997

U.S. CLEARING CORP. (DALLAS TX)

NY

06/11/1985 - 06/13/1997

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

06/11/1985 - 06/13/1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/09/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/04/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/1998

Series 7 - General Securities Representative Examination

BC

Issued 06/10/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Pearson Rattray.
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