Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paul Werts is a financial professional with over 27 years of experience in the industry. David is a registered representative with Concourse Financial Group Securities, Inc. and has been with the firm since November of 2005. David is also the owner of Legacy Investment Advisors LLC, which he founded in September of 2016. David is licensed in 14 states and specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. David is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/16/2011 - Present
Concourse Financial Group Securities, Inc. (Smyrna GA)
MN
05/30/2002 - 11/15/2005
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
GA
04/12/2002 - 05/29/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
04/15/1996 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 02/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Werts is the right advisor for you? Invested Better is here to help.
