Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paul Wallace has been in the financial industry since 1993. He holds the Series 7, Series 63, and Series 65 licenses, along with the SIE exam. He has a current registration with the state of Oklahoma as a Broker/Dealer and is associated with Farmers Financial Solutions, LLC. He previously worked with Washington Square Securities, Inc. and Royal Alliance Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
01/14/2002 - Present
Farmers Financial Solutions, LLC (TULSA OK)
CT
06/15/1995 - 12/18/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
AZ
12/22/1992 - 06/20/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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