Unclaimed
David Paul Thrun is a financial advisor with Fidelity Distributors Co. LLC, a firm that is not in scope for the Investment Adviser Act of 1940. David has been in the industry since October 16, 1992. David is registered with the state of Rhode Island and 51 other states. David passed the Series 6, Series 7 and Series 63 exams. David has a branch office location in Smithfield, Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/10/1995 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
MA
10/08/1992 - 12/31/1994
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 10/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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