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David Paul Stolz

Fidelity Brokerage Services LLC

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About David Paul Stolz

David Paul Stolz has been in the financial services industry since November 25, 2002. David is currently registered with Fidelity Brokerage Services LLC. David is a Series 6, 7, and 63 licensed professional. David has been with Fidelity Brokerage Services LLC since May 4, 2006, and has been in the financial services industry since July 25, 1996. David was previously registered with PFS INVESTMENTS INC. in Duluth, GA.

Firm Information

David Stolz is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Stolz’s Registration & Firm History

KY

05/04/2006 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

GA

07/25/1996 - 12/31/1999

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 05/12/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2006

Series 7 - General Securities Representative Examination

BC

Issued 07/24/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for David Paul Stolz. Review regulatory record here.
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