Unclaimed
David Paul Staudinger is a financial professional with over 35 years of experience in the industry. David is currently registered with Velocity Clearing, LLC and has held previous registrations with WPS PRIME SERVICES, LLC, Weeden & Co. L.P., DIRECT ACCESS PARTNERS LLC, Cantor Fitzgerald & Co., PCS Dunbar Securities, LLC, PCS Securities, Inc., Fano Securities LLC, First Options of Chicago, Inc., and Hoenig & Co., Inc. David has a broad range of experience in the financial services industry and holds multiple licenses and certifications, including Series 7, Series 24, Series 4, Series 55, Series 57TO, Series 63, and SIE. David is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/17/2021 - Present
Velocity Clearing, LLC (Purchase NY)
NY
03/02/2017 - 01/03/2022
WPS PRIME SERVICES, LLC (Rye NY)
CT
05/22/2013 - 03/01/2017
WEEDEN & CO.L.P. (GREENWICH CT)
NY
04/17/2013 - 05/17/2013
DIRECT ACCESS PARTNERS LLC (NEW YORK NY)
NY
02/28/2011 - 04/02/2013
CANTOR FITZGERALD & CO. (PURCHASE NY)
NY
03/03/2004 - 02/28/2011
PCS DUNBAR SECURITIES, LLC (PURCHASE NY)
NY
04/14/2003 - 01/10/2005
PCS SECURITIES, INC. (NEW YORK NY)
NY
09/11/1995 - 05/05/2003
FANO SECURITIES LLC (NEW YORK NY)
IL
02/08/1995 - 08/01/1996
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
NY
02/20/1987 - 01/24/1995
HOENIG & CO., INC. (NEW YORK NY)
BC
Issued 02/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/1997
Series 24 - General Securities Principal Examination
BC
Issued 03/30/1995
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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