Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Samuels is a financial advisor who has been in the industry since 1988. David is currently registered with Berthel, Fisher & Co. Financial Services, Inc. located in Raleigh, NC. David has a wide range of experience in the financial services industry and holds licenses for Series 7, Series 31, Series 63, Series 65, and SIE exams. David has previously worked with Wachovia Securities, Inc., Josephthal & Co., Inc., Marion Bass Securities Corporation, and Shelter Rock Securities Corp.. David provides a range of services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/04/2002 - Present
Berthel, Fisher & Co. Financial Services, Inc. (RALEIGH NC)
NC
02/16/2001 - 01/18/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
02/09/2001 - 03/14/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NC
10/17/1988 - 02/22/2001
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
NA
02/24/1988 - 10/20/1988
SHELTER ROCK SECURITIES CORP.
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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