Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paul Rottschafer is a financial advisor with over 30 years of experience in the financial services industry. David is currently registered with Kestra Advisory Services, LLC and has been providing investment advisory services to clients since 2024. Previously, David worked for CETERA Advisors LLC, IFG Network Securities, Inc., EISNER SECURITIES, INC., TRIAD ADVISORS, INC., and DEAN WITTER REYNOLDS INC. David holds the Series 3, 7, 24, 63, and 65 licenses. David is also a Certified Financial Planner (CFP®). David specializes in providing financial planning and asset management services to individuals and businesses. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/29/2024 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
GA
01/01/2004 - 02/08/2024
CETERA ADVISORS LLC (PEACHTREE CITY GA)
GA
04/12/2001 - 01/02/2004
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
MO
12/07/1999 - 04/16/2001
EISNER SECURITIES, INC. (ST. LOUIS MO)
GA
05/25/1999 - 01/24/2000
TRIAD ADVISORS, INC. (ATLANTA GA)
NY
02/22/1994 - 07/15/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
12/20/1993 - 11/18/1994
STEIN, SHORE SECURITIES, INC. (ORLANDO FL)
IA
Issued 05/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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