Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rasak is a financial advisor with Northwestern Mutual Investment Services, LLC. David has been working in the financial services industry since March 2013. He is registered with the state of California as an Investment Advisor Representative (IAR) and is also registered with the state of California as a Broker-Dealer (BD). David is a Series 6, 7, 63, and 65 licensed professional, and a Series SIE exam holder. David is located in Honolulu, HI and is currently working with one client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
HI
02/27/2015 - Present
Northwestern Mutual Investment Services, LLC (HONOLULU HI)
IA
Issued 02/25/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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