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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Pfotenhauer is a financial advisor with Cetera Investment Advisers LLC. David has been in the financial industry since 2005 and holds the Series 6, 7, 24, 51, 63 and 66 licenses. He is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Pennsylvania. David specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. David has extensive experience working with clients of all ages and income levels, helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/12/2023 - Present
Cetera Investment Advisers LLC (PHILADELPHIA PA)
PA
02/23/2005 - 06/26/2019
FORESTERS FINANCIAL SERVICES, INC. (PHILADELPHIA PA)
BOTH
Issued 9/9/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2013
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 7/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/26/2008
Series 7 - General Securities Representative Examination
BC
Issued 2/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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