Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Pascoe is a financial advisor associated with Northwestern Mutual Investment Services, LLC. David has been in the financial services industry for over 8 years. David is registered as a broker-dealer and investment advisor representative in Minnesota, North Dakota and Wisconsin. David holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. David can offer investment advisory services to clients including investment research and referrals to other advisors. David has also been involved in the community as a US Navy Reserve officer and Election Judge.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MN
11/19/2014 - Present
Northwestern Mutual Investment Services, LLC (MENDOTA HTS MN)
IA
Issued 11/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/22/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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