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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paul Murphy is a financial advisor with over 38 years of experience in the industry. David currently works at Morgan Stanley. David has held previous roles with UBS Financial Services Inc, Citigroup Global Markets Inc, Legg Mason Wood Walker, Incorporated and Dean Witter Reynolds Inc. David holds Series 63, 65, 7 and 31 licenses. David specializes in providing asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses, individuals, and investment companies. David is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative. David is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/01/2021 - Present
Morgan Stanley (New York NY)
NJ
01/30/2009 - 02/02/2021
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NY
02/21/2006 - 02/19/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
01/15/1991 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
05/22/1984 - 01/17/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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