Unclaimed
David Paul Miller is a registered representative and investment advisor representative with Thrivent Investment Management Inc. David has been in the securities industry since 2004 and has been with Thrivent Investment Management Inc. since 2014. David holds the Series 6, 7, 63 and 66 securities licenses and has been registered in a variety of states. Previously, David was employed at BANC ONE SECURITIES CORPORATION and CHASE INVESTMENT SERVICES CORP. David is registered to provide investment advisory services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
09/26/2024 - Present
Thrivent Investment Management Inc. (Troy MI)
IL
07/06/2005 - 10/29/2007
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
12/02/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 10/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Miller is the right advisor for you? Invested Better is here to help.