Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paul Michaels is a financial professional with over 20 years of experience in the industry. David is currently registered with Capstone Partners and holds the Series 7, 24, 63, and 79 licenses. David has also passed the SIE exam. Prior to joining Capstone Partners, David was employed by Montgomery & Co., LLC. David is a dedicated professional who is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/01/2013 - Present
Capstone Partners (Irvine CA)
CA
09/26/1997 - 05/13/2008
MONTGOMERY & CO., LLC (DEL MAR CA)
BC
Issued 08/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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