Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lojpersberger is a financial advisor associated with UBS Financial Services Inc. David has been in the industry since January 3rd, 1995. David has a broad range of experience and holds licenses to offer a wide variety of financial products and services. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds FINRA Series 3, 7, 9, 10, 63, and 65 licenses. Prior to joining UBS Financial Services Inc. David was registered with Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David also provides financial advice to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
08/02/2023 - Present
UBS Financial Services Inc. (CONSHOHOCKEN PA)
PA
07/01/2003 - 07/10/2023
WELLS FARGO CLEARING SERVICES, LLC (WAYNE PA)
NY
05/20/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/13/1994 - 05/03/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/10/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2000
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Lojpersberger is the right advisor for you? Invested Better is here to help.
