Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paul Little is a financial advisor with over 40 years of experience in the industry. David is a registered representative of Prospera Financial Services, Inc. David has a strong track record of success in providing financial planning and investment management services to individuals, families, businesses, and retirement plans. David is committed to providing personalized advice and customized investment solutions to help clients reach their financial goals. Prior to joining Prospera Financial Services, Inc., David was with Oxford Financial Group and Rushmore Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
06/22/2004 - Present
Prospera Financial Services, Inc. (DALLAS TX)
TX
12/03/1999 - 06/18/2004
OXFORD FINANCIAL GROUP (HOUSTON TX)
TX
03/25/1992 - 11/30/1999
RUSHMORE SECURITIES CORPORATION (DALLAS TX)
GA
09/20/1982 - 06/04/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 09/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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