Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paul Lee is a registered representative with Smbc Nikko Securities America, Inc. David has been in the financial services industry since April 22, 2001. David is licensed in all 50 states and the District of Columbia. David is also a Series 7 and Series 63 licensed individual, with experience in investment banking. David's primary office is in New York, NY. David's current employer is Smbc Nikko Securities America, Inc., and previously worked with BNP Paribas Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/28/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
02/07/2022 - 12/11/2023
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
02/28/2000 - 08/30/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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