Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Holleran is a registered representative with Hilltop Securities Inc. in Dallas, Texas. David has over 15 years of experience in the financial services industry. He is a Series 7, 24, 50, 52, 54, 63 and 99 licensed professional and provides investment advisory services to both individual and institutional clients. David previously worked at Piper Jaffray & Co. in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/20/2020 - Present
Hilltop Securities Inc. (DALLAS TX)
MN
12/17/2004 - 07/07/2011
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BC
Issued 12/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2021
Series 24 - General Securities Principal Examination
BC
Issued 06/17/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/19/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 02/01/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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