Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Heroux is a financial advisor with over 19 years of experience in the financial services industry. David is currently registered with NFP Retirement Inc. and has previously worked with LPL Financial LLC, Questar Capital Corporation and USALLIANZ Securities, Inc. David has a wide range of experience, including financial planning, retirement readiness evaluations, and portfolio management. David is also a licensed insurance agent and a board member of the Boys and Girls club of Greater Conejo Valley. David is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/15/2023 - Present
NFP Retirement Inc. (ALISO VIEJO CA)
CA
05/16/2013 - 05/21/2015
LPL FINANCIAL LLC (SANTA ANA CA)
CA
12/01/2006 - 05/29/2013
QUESTAR CAPITAL CORPORATION (SANTA ANA CA)
CA
05/14/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (SIMI VALLEY CA)
OH
01/20/2004 - 05/13/2004
WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)
BOTH
Issued 01/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Heroux is the right advisor for you? Invested Better is here to help.
