Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Faris is a financial advisor with over 18 years of experience in the industry. David is currently registered with Moelis & Co. LLC in New York, NY and has been with the firm since February 2008. Previously, David worked for Credit Suisse Securities (USA) LLC from May 2005 to January 2008. David holds the Series 7, 66, 79, 99 and SIE licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/07/2008 - Present
Moelis & Co. LLC (NEW YORK NY)
NY
05/06/2005 - 01/09/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BOTH
Issued 09/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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