Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paul Duthie is a financial professional with over 35 years of experience in the securities industry. He is currently registered with Bay Crest Partners, LLC. David's previous experience includes roles with The Vertical Group, OTR Global Trading LLC, OTA LLC, Dunlevy & Co., Incorporated, and Lehman Brothers Inc. His expertise is in various investment strategies and he holds several professional licenses and certifications, including the Series 7, Series 55, Series 57TO and SIE exams. David is committed to providing comprehensive financial guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/22/2024 - Present
BAY Crest Partners, LLC (NEW YORK NY)
NY
05/17/2017 - 02/15/2024
THE VERTICAL GROUP (RYE NY)
NY
05/24/2006 - 05/25/2017
OTR GLOBAL TRADING LLC (PURCHASE NY)
NY
06/30/1993 - 12/31/2008
OTA LLC (PURCHASE NY)
NY
06/23/1992 - 07/12/1993
DUNLEVY & CO., INCORPORATED (NEW YORK NY)
NY
03/24/1987 - 01/15/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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