Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paul Conrad is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the securities industry since May 1994. David is registered as a broker-dealer and investment advisor in 53 states and the District of Columbia. David holds the Series 3, 7, 9, 10, 63 and 65 licenses. David has expertise in several areas including Retirement Planning, College Savings, Insurance, and Estate Planning. David has worked at Merrill Lynch for over 25 years. Prior to Merrill Lynch, David worked at CITICORP INVESTMENT SERVICES. David is a highly experienced and qualified financial advisor who can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/09/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELRAY BEACH FL)
NY
05/10/1994 - 09/11/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 10/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2001
Series 3 - National Commodity Futures Examination
BC
Issued 05/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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