Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carlson is a financial advisor who has been in the industry since 2006. David has a broad range of experience, having worked for both TD Ameritrade and Fidelity Personal And Workplace Advisors. David has a Series 7, 3, 34, and 66 licenses as well as an SIE designation. David is currently registered with Fidelity Personal And Workplace Advisors in Texas and is available to work with individuals, businesses, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/27/2021 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
TX
07/12/2006 - 04/20/2021
TD AMERITRADE, INC. (Southlake TX)
BOTH
Issued 01/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2013
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 11/09/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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