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David Patterson Maine

Stancorp Equities, Inc.

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About David Patterson Maine

David Patterson Maine is a financial professional with over 15 years of experience in the industry. David currently holds a Series 6, 7, and 66 license and is registered with Stancorp Equities, Inc. in Oregon. Previously, David was registered with Securian Financial Services, Inc. in Minnesota, GWFS Equities, Inc. in Colorado, Cetera Advisor Networks LLC in Illinois, and Morgan Stanley Smith Barney in Illinois. David has a strong background in the investment industry and is committed to providing clients with personalized financial advice and guidance.

Firm Information

David Maine is currently registered with Stancorp Equities, Inc.. Stancorp Equities, Inc. is a corporation formed on October 2, 1986. It is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

106

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Maine’s Registration & Firm History

OR

01/03/2023 - Present

Stancorp Equities, Inc. (PORTLAND OR)

MN

02/14/2020 - 12/31/2022

SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)

CO

03/03/2016 - 05/03/2018

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

IL

04/07/2011 - 07/02/2015

CETERA ADVISOR NETWORKS LLC (CHICAGO IL)

IL

05/17/2010 - 02/11/2011

MORGAN STANLEY SMITH BARNEY (CHICAGO IL)

IL

02/02/2004 - 05/28/2009

DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 07/30/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/06/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2006

Series 7 - General Securities Representative Examination

BC

Issued 01/30/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Patterson Maine.
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