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David Patterson

BNP Paribas Securities Corp.

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About David Patterson

David Patterson is a financial advisor with BNP Paribas Securities Corp. based in Boston, MA. David has been in the financial industry since 1998 and has a broad range of experience. David has a strong background in securities, holding registrations in a variety of states across the U.S. David has passed several examinations including the Series 7, Series 24, and Series 63 exams.

Firm Information

David Patterson is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Patterson’s Registration & Firm History

MA

01/10/2018 - Present

BNP Paribas Securities Corp. (BOSTON MA)

MA

02/15/2012 - 01/16/2018

IMPERIAL CAPITAL, LLC (BOSTON MA)

MA

08/23/2010 - 02/10/2012

CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)

MA

03/22/2010 - 07/06/2010

UBS SECURITIES LLC (BOSTON MA)

MA

02/02/2009 - 03/03/2010

BEDROK SECURITIES LLC (BOSTON MA)

MA

01/27/1998 - 02/10/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)

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Licenses & Designations

BC

Issued 02/11/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Patterson.
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