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David Patrick McCabe

Pruco Securities, LLC

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About David Patrick McCabe

David McCabe is an investment professional with over 15 years of experience in the financial services industry. David is currently registered with Pruco Securities, LLC. David provides financial and investment advice to individual and corporate clients. David is also a Certified Financial Consultant. David has a broad range of experience and expertise and is able to provide clients with customized financial advice.

Firm Information

David McCabe is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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David McCabe’s Registration & Firm History

MD

01/02/2024 - Present

Pruco Securities, LLC (Finksburg MD)

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Licenses & Designations

IA

Issued 11/21/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2014

Series 7 - General Securities Representative Examination

BC

Issued 10/30/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Patrick McCabe.
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