Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Loftus is a financial professional with over 30 years of experience in the financial services industry. David is currently registered with Cetera Investment Advisers LLC. David has previously held positions with Investors Capital Corp., LPL Financial LLC, Lincoln Financial Securities Corporation, and others. David is also a licensed insurance agent with a focus on fixed insurance products. David is a Series 6, Series 63, and Series 65 licensed professional. David holds a SIE exam designation and is a licensed investment advisor representative in Rhode Island and Texas. David's experience and qualifications are a valuable asset to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
03/21/2024 - Present
Cetera Investment Advisers LLC (NEWPORT RI)
RI
09/23/2013 - 10/03/2016
INVESTORS CAPITAL CORP. (NEWPORT RI)
RI
02/27/2009 - 10/17/2013
LPL FINANCIAL LLC (WARWICK RI)
RI
11/29/2005 - 02/27/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (WARWICK RI)
CT
07/02/2004 - 09/01/2005
INFINEX INVESTMENTS, INC. (MERIDEN CT)
NY
06/09/1999 - 04/19/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
02/22/1999 - 06/17/1999
INTERLINK SECURITIES CORP. (WOODLAND HILLS CA)
NE
10/29/1998 - 02/03/1999
LSA SECURITIES, INC. (LINCOLN NE)
IL
05/06/1998 - 10/29/1998
LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)
MA
07/16/1992 - 01/21/1997
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 12/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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