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David Patrick Lochmann

Btig, LLC

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About David Patrick Lochmann

David Lochmann is a financial professional with over 25 years of experience in the industry. David is currently registered with BTIG, LLC as a General Securities Representative. David has held prior positions at Goldman, Sachs & Co. and Spear, Leeds & Kellogg, L.P. David's expertise covers various areas, including securities trading, investment advisory services, and financial planning. David has held licenses for Series 63, Series 24, Series 57TO, SIE, Series 55, and Series 7 exams. David is dedicated to providing comprehensive financial guidance and personalized investment solutions to clients.

Firm Information

David Lochmann is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Lochmann’s Registration & Firm History

NY

11/03/2003 - Present

Btig, LLC (New York NY)

NY

09/09/2002 - 04/11/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

05/31/1996 - 09/09/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/20/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Patrick Lochmann.
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