Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kelly is a financial advisor with over 15 years of experience in the financial services industry. David Kelly is currently registered with Raymond James & Associates, Inc. and has been with the firm since March 2011. David Kelly provides financial planning services, portfolio management services, and educational seminars to a wide range of clients, including individuals, businesses, and charitable organizations. David Kelly has also held positions with Fifth Third Securities, Inc., Ultimus Fund Distributors, LLC, and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
04/25/2019 - Present
Raymond James & Associates, Inc. (GRAND BLANC MI)
IL
03/10/2010 - 02/25/2011
FIFTH THIRD SECURITIES, INC. (SKOKIE IL)
OH
09/22/2008 - 05/05/2009
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
IL
08/09/2007 - 08/01/2008
EDWARD JONES (MORTON GROVE IL)
BOTH
Issued 08/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/21/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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