Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Keator is an investment advisor representative with Raymond James Financial Services Advisors, Inc.. David has been in the financial services industry since 1996 and holds both Series 6 and 7 licenses. David has worked with Wells Fargo Advisors Financial Network, LLC. Prior to joining Raymond James Financial Services Advisors, Inc., David was also an Investment Advisor Representative at Wells Fargo Advisors Financial Network, LLC. David also has experience with Wachovia Securities, LLC, First Albany Corporation, and MML Investors Services, Inc.. David is registered to provide investment advisory services in the following states: Texas, New Jersey, and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MA
10/17/2019 - Present
Raymond James Financial Services Advisors, Inc. (LENOX MA)
MA
09/09/2005 - 10/21/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LENOX MA)
MO
08/05/2000 - 09/12/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/05/1997 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
MA
09/20/1996 - 07/15/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 08/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Keator is the right advisor for you? Invested Better is here to help.
