Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paterson is a financial professional with over five years of experience in the industry. David is currently registered with Franklin Distributors, LLC and has held previous registrations with Putnam Retail Management Limited Partnership, Templeton/Franklin Investment Services, Inc., Franklin Templeton Financial Services Corp., and Franklin/Templeton Distributors, Inc. David holds Series 27, Series 99TO, and SIE licenses and has worked in various roles within the financial services industry. David is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/28/2020 - Present
Franklin Distributors, LLC (San Mateo CA)
CA
01/03/2024 - 08/30/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (San Mateo CA)
UT
12/17/2018 - 09/29/2023
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (Salt Lake City UT)
UT
12/17/2018 - 02/08/2022
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (Salt Lake City UT)
UT
12/17/2018 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (Salt Lake City UT)
BC
Issued 12/17/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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