Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Paniry is a financial professional with over 10 years of experience in the financial services industry. He is currently registered with Regiment Securities, LLC and holds Series 7, SIE, and Series 63 licenses. David has previously been registered with Barclays Capital Inc. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/08/2022 - Present
Regiment Securities, LLC (CHICAGO IL)
NY
02/06/2009 - 06/20/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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