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David P Wiener

Capital Group Private Client Services, Inc.

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About David P Wiener

David Wiener is an Investment Advisor Representative at Capital Group Private Client Services, Inc. David has been in the industry since 1991 and has a background in financial services, having worked at UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Dynasty Securities, LLC. David's primary focus is providing portfolio management and advisory services to individual clients, corporations, and charitable organizations.

Firm Information

David Wiener is currently registered with Capital Group Private Client Services, Inc.. Capital Group Private Client Services, Inc. is an investment advisor headquartered in LOS ANGELES, CA. They manage over $38 billion in assets, primarily for high-net-worth individuals and charitable organizations. The firm also provides portfolio management for pooled investment vehicles, corporations, and pension plans.
Capital Group Private Client Services, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071

$38.34B

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Wiener’s Registration & Firm History

CA

07/01/2021 - Present

Capital Group Private Client Services, Inc. (LOS ANGELES CA)

NY

10/31/2016 - 03/17/2020

DYNASTY SECURITIES, LLC (NEW YORK NY)

CA

12/09/2002 - 06/17/2016

UBS FINANCIAL SERVICES INC. (SAN MATEO CA)

NY

11/05/1991 - 12/10/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/31/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/20/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2003

Series 3 - National Commodity Futures Examination

BC

Issued 11/04/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David P Wiener.
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