Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lacroix is a financial advisor registered in California and other states. He has been active in the financial industry since 2008 and holds several licenses including the Series 7, Series 66, and SIE. Currently, David is employed by Osaic Wealth, Inc. and previously worked with Securities America, Inc. and UBS Financial Services Inc. David provides financial advice and services to a wide range of clients, including individuals, families, businesses, and retirement plans. His services include financial planning, investment management, and insurance products. David also has experience providing advice to charitable organizations and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/14/2024 - Present
Osaic Wealth, Inc. (TORRANCE CA)
CA
05/10/2018 - 06/14/2024
SECURITIES AMERICA, INC. (TORRANCE CA)
CA
10/26/2011 - 05/22/2018
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
CA
02/22/2008 - 10/27/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
BOTH
Issued 03/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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