Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hock is a financial professional with over 16 years of experience in the industry. David is registered with Fidelity Brokerage Services LLC and holds multiple licenses, including Series 6, 7, 9, 10, 63, and SIE. David has been registered with the state of Utah since April 23, 2007 and is currently registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
03/23/2007 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 04/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/22/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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