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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Henesey is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David Henesey has been working in the financial industry since 2007. David Henesey is licensed to provide advisory services in 52 states and is registered with FINRA. David Henesey holds the Series 66, Series 7, and SIE exams. David Henesey specializes in providing financial services to individuals, businesses, corporations, investment companies, charitable organizations, pension plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/01/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
04/16/2015 - 04/30/2024
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (SAN FRANCISCO CA)
ME
08/29/2014 - 02/23/2015
FORESIDE FUNDS DISTRIBUTORS LLC (PORTLAND ME)
MA
05/03/2007 - 07/11/2014
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
03/30/2011 - 12/31/2012
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
12/18/2006 - 01/11/2007
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 2/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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