Unclaimed
David Sorenson is a financial professional with over 10 years of experience in the industry. David holds Series 6, 63, and 65 licenses. He is currently registered with Riversource Distributors, Inc. in Minneapolis, Minnesota. Previously, David was registered with Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
06/11/2015 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
08/11/2014 - 04/06/2015
PRINCOR FINANCIAL SERVICES CORPORATION (LAKE ELMO MN)
IA
Issued 09/19/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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