Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Koch is a financial advisor with Captrust in Minneapolis, Minnesota. David has over 30 years of experience in the financial services industry, and is a Certified Financial Planner and a Chartered Financial Analyst. David has worked at several firms over the course of his career, including Smith Barney, Lehman Brothers, and Drexel Burnham Lambert.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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MN
08/15/2018 - Present
Captrust (Minneapolis MN)
NA
07/31/1993 - 02/01/1994
SMITH BARNEY SHEARSON INC.
NA
02/14/1992 - 07/31/1993
LEHMAN BROTHERS INC.
NA
05/03/1989 - 02/12/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
06/13/1989 - 04/07/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
02/22/1985 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/29/1983 - 02/19/1985
ROBERT W. BAIRD & CO. INCORPORATED
IA
Issued 05/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 04/03/1985
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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