Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jarrell is a financial advisor in Sarasota, Florida. David has over 12 years of experience in the financial services industry. David is currently registered with Oppenheimer & Co. Inc. and has previously worked for Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp. and Northwestern Mutual Investment Services, LLC. David has a broad range of experience and holds Series 6, 7, 9, 10, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
04/30/2019 - Present
Oppenheimer & Co. Inc. (SARASOTA FL)
FL
07/15/2016 - 04/12/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (VENICE FL)
FL
11/19/2014 - 07/15/2016
WELLS FARGO ADVISORS, LLC (VENICE FL)
FL
10/01/2012 - 11/13/2013
J.P. MORGAN SECURITIES LLC (SARASOTA FL)
FL
07/30/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SARASOTA FL)
FL
05/08/2007 - 08/08/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SARASOTA FL)
IA
Issued 3/9/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/9/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/4/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/20/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 5/7/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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