Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Owan Sain is a financial advisor currently registered with LPL Financial LLC in Fort Mill, South Carolina. David has been in the industry since 2024 and holds Series 7, Series 66, and Series 99 licenses. Prior to joining LPL Financial LLC, David worked at PRUCO SECURITIES, LLC. in Mt. Pleasant, South Carolina. David is a graduate of the University of South Carolina. LPL Financial LLC is a large financial advisory firm with over $50 billion in assets under management and serves a variety of client types, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/31/2024 - Present
LPL Financial LLC (FORT MILL SC)
SC
04/29/2024 - 06/18/2024
PRUCO SECURITIES, LLC. (MT. PLEASANT SC)
BOTH
Issued 07/20/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2024
Series 99TO - Operations Professional Examination
BC
Issued 04/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/17/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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