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David Otto Aschaffenburg

Muriel Siebert & CO., LLC

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About David Otto Aschaffenburg

David Aschaffenburg is a registered representative with Muriel Siebert & Co., LLC. David has been in the securities industry since October 5, 1989. David holds the Series 99 and SIE exams. Previously, David was a registered representative with STOCKCROSS FINANCIAL SERVICES, INC.

Firm Information

David Aschaffenburg is currently registered with Muriel Siebert & CO., LLC. Muriel Siebert & CO., LLC is a Limited Liability Company, formed on January 1, 2024. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, with a total of 53 approved registrations.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Aschaffenburg’s Registration & Firm History

MA

01/02/2020 - Present

Muriel Siebert & CO., LLC (Boston MA)

MA

10/06/1989 - 01/30/2020

STOCKCROSS FINANCIAL SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Otto Aschaffenburg.
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