Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Oshea is a financial professional with over 30 years of experience in the industry. Currently, David is a registered representative at Citigroup Global Markets Inc., where David has been employed since March 2023. Before joining Citigroup Global Markets Inc., David was with Paulson Investment Company LLC, Longbow Securities, LLC, Olivetree Financial, LLC, Sterne, Agee & Leach, Inc., Dowling & Partners Securities LLC, Needham & Company, Inc., Gerard Klauer Mattison & Co.,L.L.C., Howe Barnes Investments, Inc., and Fox-Pitt, Kelton Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/07/2023 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NJ
07/27/2020 - 09/07/2021
PAULSON INVESTMENT COMPANY LLC (Hazlet NJ)
NY
12/03/2018 - 07/08/2019
LONGBOW SECURITIES, LLC (NEW YORK NY)
NY
06/02/2015 - 10/18/2018
OLIVETREE FINANCIAL, LLC (NEW YORK NY)
NY
03/15/2006 - 04/22/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NJ
01/05/2004 - 03/08/2006
DOWLING & PARTNERS SECURITIES LLC (HOLMDEL NJ)
NY
02/26/1997 - 10/16/2002
NEEDHAM & COMPANY, INC. (NEW YORK NY)
NY
09/21/1994 - 02/24/1997
GERARD KLAUER MATTISON & CO.,L.L.C. (NEW YORK NY)
IL
03/03/1993 - 08/02/1994
HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)
NY
01/27/1988 - 03/09/1993
FOX-PITT,KELTON INCORPORATED (NEW YORK NY)
BC
Issued 04/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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