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David Joseph Maciak

Oppenheimer & Co. Inc.

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About David Joseph Maciak

David MacIak is a financial advisor with over 25 years of experience in the industry. David is currently registered with Oppenheimer & Co. Inc. and has previously worked with J.P. Morgan Securities LLC, CHASE INVESTMENT SERVICES CORP., DREYFUS SERVICE CORPORATION, VFINANCE INVESTMENTS, INC, VFINANCE INVESTMENTS and LADENBURG, THALMANN & CO., INC. David offers financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

Firm Information

David Maciak is currently registered with Oppenheimer & Co. Inc.. OPPENHEIMER & CO. INC. is a corporation formed in 1954 and headquartered in NEW YORK, NY. The firm offers financial planning, pension consulting, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles. The firm manages assets of over $1 billion to $10 billion for a diverse clientele that includes individuals, high net worth individuals, retirement plans, corporations, insurance companies, charitable organizations, and state or municipal government entities.
Oppenheimer & Co. Inc.

200 PARK AVENUE

FLORHAM PARK, NJ 07932

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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David Maciak’s Registration & Firm History

NJ

06/01/2018 - Present

Oppenheimer & Co. Inc. (FLORHAM PARK NJ)

NJ

10/01/2012 - 06/12/2018

J.P. MORGAN SECURITIES LLC (FLORHAM PARK NJ)

NJ

08/18/2006 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (FLORHAM PARK NJ)

NJ

06/24/2005 - 08/15/2006

DREYFUS SERVICE CORPORATION (PARAMUS NJ)

FL

01/01/2002 - 06/17/2005

VFINANCE INVESTMENTS, INC (BOCA RATON FL)

FL

11/24/1999 - 01/01/2002

VFINANCE INVESTMENTS (BOCA RATON FL)

NY

08/05/1996 - 12/22/1999

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

03/15/1994 - 08/27/1996

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 1/30/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 5/2/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Joseph Maciak.
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