Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bokman is a financial professional with over 20 years of experience in the industry. David is currently registered as a Registered Representative with Wealthpenn.comllc, based in Purchase, NY, and has also been registered with SunTrust Capital Markets, Inc., Goldman, Sachs & Co., and CS First Boston Corporation. David is a licensed Series 7, Series 3, Series 24, and Series 66 licensed professional. David has worked in the financial services industry in New York and Georgia, focusing on providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/16/2021 - Present
Wealthpenn.comllc (PURCHASE NY)
GA
11/18/2003 - 06/15/2004
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NY
04/18/2000 - 11/06/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
02/23/1988 - 01/22/1991
CS FIRST BOSTON CORPORATION
BOTH
Issued 4/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/20/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/22/2002
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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