Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hendricks has been a registered representative for over 25 years. David is currently registered with Wells Fargo Clearing Services, LLC and is affiliated with their Dacula, GA and Duluth, GA branch offices. David has a background in financial services, including experience with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Banc of America Investment Services, Inc., NationsSecurities, and Griffin Financial Services. David holds the Series 6, 7, 63, and 65 securities licenses and the SIE. David is also registered as an Investment Advisor Representative (IAR) in Georgia and Texas. David has served a diverse range of clients throughout their career, including individuals, corporations, trusts, estates, pension and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/14/2012 - Present
Wells Fargo Clearing Services, LLC (DACULA GA)
GA
06/01/2009 - 06/11/2012
MORGAN STANLEY SMITH BARNEY (ATHENS GA)
GA
12/01/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATHENS GA)
GA
01/01/1998 - 12/06/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (ATHENS GA)
NA
10/15/1997 - 01/01/1998
NATIONSSECURITIES
NA
03/27/1995 - 09/12/1997
GRIFFIN FINANCIAL SERVICES
IA
Issued 11/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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